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SEBI Annexure-A Item 6c · 4-Week Sequence

M-SOC onboarding readiness.

NSE + BSE's Market SOC offers 24×7 ecosystem-level monitoring. SEBI's May 2026 advisory says all eligible REs not yet onboarded "shall expedite" it. This guide is what you need to do before kickoff — eligibility check, log-source mapping, SIEM/SOAR prerequisites, and a 4-week sequence.

Need help with onboarding?
4 weeks
Readiness Timeline
12+
Log Source Categories
6c
Annexure-A Directive
NSE+BSE
M-SOC Operators

Why this matters

"Shall expedite" is the operative language.

Annexure-A item 6c reads: "In the view of enhanced risks posed by AI-driven attacks, all eligible REs (not on boarded with any M-SOC) shall expedite the onboarding."

For M-SOC-eligible entities, this is binding. The challenge is the gap between intent and operational readiness — most entities can sign the eligibility letter on day one but cannot pass log-source validation for weeks. This guide compresses that gap.

Log-source readiness

12 categories. P0 first.

M-SOC operates on the telemetry you send. P0 categories are typically non-negotiable; P1 expand visibility; P2 are advanced detection enrichment. This list is illustrative — actual log-source requirements come from NSE/BSE during onboarding and vary by entity type.

Priority Category Sources
P0 Identity + Access AD/LDAP authentication, MFA, PAM, SSO/IDP federation, privileged-account vaults
P0 Endpoint EDR/XDR, AV alerts, Windows Security event log, sysmon (where deployed), MDM/UEM compliance
P0 Network Perimeter Firewall, IDS/IPS, WAF, DNS resolver logs, proxy/SWG, NAC
P0 Cloud Control Plane AWS CloudTrail / Azure Activity / GCP Audit, IAM events, KMS, S3/Blob access logs
P1 Application + API Web server access + error, API gateway, application audit log, business-event log
P1 Database Database audit log (DAM), privileged DDL/DML, failed query telemetry
P1 Email Security Mail-flow gateway, anti-phish telemetry, DLP triggers, attachment scan results
P1 Container + Workload Kubernetes audit, container runtime, service mesh, image-scan results
P2 Threat Intel + Vuln Mgmt TIP feed integration, VMS scan results, EASM (e.g. ShadowMap) findings
P0 Trading + Market-Specific OMS/EMS audit, FIX gateway, settlement engines, exchange-connectivity (SFTP, leased line)
P2 Insider + Behavioural UEBA, DLP, file-server access (CIFS/NFS), removable-media events
P2 Physical + Operational Badge access, CCTV alerts (where IP-connected), HVAC/UPS health for trading floor

4-Week Pre-Onboarding Sequence

From eligibility letter to M-SOC kickoff.

This is an illustrative pattern, not a baseline timeline. Pace will vary with your existing SOC maturity, log-source readiness, and procurement cycle. Use as a sequencing reference — the order matters more than the calendar.

Week 1

Eligibility + inventory

  • Confirm M-SOC eligibility via NSE/BSE relationship manager (formal email)
  • Inventory existing log sources against the 12 categories opposite — score each P0 source as Connected / Partial / Missing
  • Identify SIEM platform of record + retention policy alignment (CSCRF mandates 5+ years)
  • Map your incident-response playbook handoff points to the M-SOC interface
Week 2

P0 log-source gaps

  • Close P0 log-source gaps — prioritise identity, endpoint, perimeter, cloud control plane, trading systems
  • Validate log-source quality: timestamp format, hostname canonicalisation, no PII over-collection
  • Define SIEM correlation rules for the SEBI Annexure-A threat model (AI-augmented attacker scenarios)
  • Engage your incident-comms team on SEBI 6-hour reporting + CERT-In overlap
Week 3

SOAR + detection

  • SOAR playbooks designed + tested for top 5 use cases: credential-stuffing, BEC/phishing, malware on endpoint, anomalous trading activity, perimeter brute force
  • Validate detection coverage against MITRE ATT&CK + a SEBI-specific threat-model overlay
  • Run a dry-run incident with a controlled test alert end-to-end through SIEM → SOAR → human triage
  • Document SLAs: detection time, triage time, M-SOC handoff time, IR escalation criteria
Week 4

M-SOC kickoff

  • M-SOC onboarding kickoff with NSE/BSE — SIEM connector validation + log-source attestation
  • Run two parallel days: M-SOC monitoring + your in-house SOC, reconcile gaps
  • Sign the data-sharing + retention MOU with M-SOC (review with legal first — IP/data-residency clauses)
  • Submit IT-committee briefing: M-SOC onboarding complete + steady-state operating model documented

FAQs

What SOC leads keep asking.

Are we M-SOC eligible?

Eligibility is determined by NSE/BSE based on your RE category, AUM, transaction volumes, and exchange membership status. Not every RE is in scope — KRAs, IAs, and very small DPs may be out of scope or in a future phase. Get the determination in writing from your exchange/depository relationship manager before investing in onboarding work.

Do we still need our own SOC if we onboard to M-SOC?

Yes. M-SOC provides centralised threat detection across the securities ecosystem, but you retain primary responsibility for monitoring + incident response on your stack. Think of M-SOC as a parallel layer that catches ecosystem-level patterns + rapid information sharing — not a replacement for in-house or managed SOC.

What logs does M-SOC need access to?

P0 categories at minimum (identity, endpoint, perimeter, cloud control plane, trading systems). The advisory does not enumerate exact log types — operational guidance comes from NSE/BSE during onboarding. Plan to send security-relevant events with timestamps, hostnames, source/dest IPs, user IDs, and severity. PII minimisation matters; do not over-share.

How long does M-SOC onboarding take end-to-end?

The 4-week sequence in this guide gets you to the kickoff in ready state. Actual onboarding (SIEM connector, log-source validation, parallel-running, signoff) typically runs another 4–6 weeks depending on log-source complexity and SOC maturity. Plan for ~8–10 weeks total from "we want to start" to "M-SOC fully integrated."

What if our SOC is outsourced to a managed-security provider?

Most M-SOC integrations work the same way — your MSSP becomes the conduit between your stack and M-SOC. Confirm your MSSP contract permits this telemetry sharing (some contracts require amendment). Some MSSPs already have M-SOC integrations built; ask early in week 1.

How does this relate to CERT-In incident reporting?

M-SOC reporting does not replace your CERT-In 6-hour incident reporting obligation. The two are parallel. M-SOC focuses on ecosystem-level threat sharing + monitoring; CERT-In is the statutory incident-disclosure path. Your incident-response playbook must cover both.

Need a SOC + M-SOC readiness assessment?

Two-week scoped engagement. Log-source gap analysis, SOAR playbook design, parallel-running plan, IT-committee briefing. Pricing on request.